The State of Open Data 2023: unparalleled insights

Digital Science, Figshare and Springer Nature are proud to publish The State of Open Data 2023. Now in its eighth year, the survey is the longest-running longitudinal study into researchers’ attitudes towards open data and data sharing. 

The 2023 survey saw over 6,000 responses and the report that has now been published takes an in-depth look at the responses and purposefully takes a much more analytical approach than has been seen in previous years, unveiling unprecedented insights.

Five key takeaways from The State of Open Data 2023

Support is not making its way to those who need it

Over three-quarters of respondents had never received any support with making their data openly available. 

One size does not fit all

Variations in responses from different subject expertise and geographies highlight a need for a more nuanced approach to research data management support globally. 

Challenging stereotypes

Are later career academics really opposed to progress? The results of the 2023 survey indicate that career stage is not a significant factor in open data awareness or support levels. 

Credit is an ongoing issue

For eight years running, our survey has revealed a recurring concern among researchers: the perception that they don’t receive sufficient recognition for openly sharing their data. 

AI awareness hasn’t translated to action

For the first time, this year we asked survey respondents to indicate if they were using ChatGPT or similar AI tools for data collection, processing and metadata creation. 

Diving deeper into the data than ever before 

This year, we dive deeper into the data than ever before and look at the differing opinions of our respondents when we compare their regions, career stages, job titles and subject areas of expertise. 

Figshare founder and CEO Mark Hahnel said of this approach, “It feels like the right time to do this. Whilst a global funder push towards FAIR data has researchers globally moving in the same direction, it is important to recognize the subtleties in researchers’ behaviors based on variables in who they are and where they are.”

This year features extensive analysis of the survey results data and provides an in-depth and unique view of attitudes towards open data. 

This analysis provided some key insights; notably that researchers at all stages of their careers share similar enthusiasm for open data, are motivated by shared incentives and struggle to overcome the same obstacles. 

These results are encouraging and challenge the stereotype that more experienced academics are opposed to progress in the space and that those driving progress are primarily early career researchers. 

We were also able to look into the nuanced differences in responses from different regions and subject areas of expertise, illuminating areas for targeted outreach and support. These demographic variations also led us to issue a recommendation to the academic research community to look to understand the ‘state of open data’ in their specific setting.  

Benchmarking attitudes towards the application of AI 

In light of the intense focus on artificial intelligence (AI) and its application this year, for the first time, we decided to ask our survey respondents if they were using any AI tools for data collection, processing or metadata collection. 

The most common answer to all three questions was,“I’m aware of these tools but haven’t considered it.”

State of Open Data: AI awareness hasn't translated to action

Although the results don’t yet tell a story, we’ve taken an important step in benchmarking how researchers are currently using AI in the data-sharing process. Within our report, we hear from Niki Scaplehorn and Henning Schoenenberger from Springer Nature in their piece ‘AI and open science: the start of a beautiful relationship?’ as they share some thoughts on what the future could hold for research data and open science more generally in the age of AI. 

We are looking forward to evaluating the longitudinal response trends for this survey question in years to come as the fast-moving space of AI and its applications to various aspects of the research lifecycle accelerate farther ahead. 

Recommendations for the road ahead 

In our report, we have shared some recommendations that take the findings of our more analytical investigation and use them to inform action points for various stakeholders in the community. This is an exciting step for The State of Open Data, as we more explicitly encourage real-world action from the academic community when it comes to data-sharing and open data. 

Understanding the state of open data in our specific settings: Owing to the variations in responses from different geographies and areas of expertise, we’re encouraging the academic community to investigate the ‘state of open data’ in their specific research setting, to inform tailored and targeted support. 

Credit where credit’s due: For eight years running, our respondents have repeatedly reported that they don’t feel researchers get sufficient credit for sharing their data. Our recommendation asks stakeholders to consider innovative approaches that encourage data re-use and ultimately greater recognition. 

Help and guidance for the greater good: The same technical challenges and concerns that pose a barrier to data sharing transcend different software and disciplines. Our recommendation suggests that support should move beyond specific platform help and instead tackle the bigger questions of open data and open science practices. 

Making outreach inclusive: Through our investigation of the 2023 survey results, we saw that the stage of an academic’s career was not a significant factor in determining attitudes towards open data and we saw consensus between early career researchers and more established academics. Those looking to engage research communities should be inclusive and deliberate with their outreach, engaging those who have not yet published their first paper as well as those who first published over 30 years ago. 

What’s next for The State of Open Data?  

The State of Open Data 2023 report is a deliberate change from our usual format; usually, our report has contributed pieces authored by open data stakeholders around the globe. This year, we’ve changed our approach and we are beginning with the publication of this first report, which looks at the survey data through a closer lens than before. We’ve compared different subsets of the data in a way we haven’t before, in an effort to provide more insights and actionable data for the community.

In early 2024, we’ll be releasing a follow-up report, with a selection of contributed pieces from global stakeholders, reflecting on the survey results in their context. Using the results showcased in this first report as a basis, it’s our hope that this follow-up report will apply different contexts to these initial findings and bring new insights and ideas. 

In the meantime, we’re hosting two webinars to celebrate the launch of our first report and share the key takeaways. In our first session, The State of Open Data 2023: The Headlines, we’ll be sharing a TL;DR summary of the full report; our second session, The State of Open Data 2023: In Conversation, will convene a panel of global experts to discuss the survey results. 

You can sign up for both sessions here: 

The State of Open Data 2023: The Headlines

The State of Open Data 2023: In Conversation

Laura Day

About the Author

Laura Day, Marketing Director | Figshare

Laura is the Marketing Director at Figshare, part of Digital Science. Before joining Digital Science, Laura worked in scholarly publishing, focusing on open access journal marketing and transformative agreements. In her current role, Laura focuses on marketing campaigns and outreach for Figshare. She is passionate about open science and is excited by the potential it has to advance knowledge sharing by enabling academic research communities to reach new and diverse audiences.

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From subversive to the new normal: 25 years of Open Access

As part of Open Access Week, Simon Linacre looks at 25 years of Open Access through the lens of Dimensions to help us better understand the growth of OA over a quarter of a century.

How old is Open Access? In some ways it is as old as research itself, as at least some results have always been shared publicly. However, since the first journals were published in 1665, accessibility has been an issue, with distribution of paper journals limiting potential readership. When the internet came along, it lowered the barriers to access considerably and opened up the pathway towards Open Access. But that process has been a gradual one.

As a tutor for ALPSP and course leader for some of its industry training modules, I have to be wary of approaching topics such as Open Access. Not because it is especially contentious or difficult, but because as someone who has been involved in scholarly communications for over 20 years, it still feels relatively ‘new’ to me, whereas for most attendees it is simply part of the modern furniture of publishing.

However, as Churchill once said, the longer you can look back, the farther you can look forward, so this year’s OA Week seems as good a time as any to review how its development has progressed over the years. Luckily, in Dimensions we have a tool which can look at millions of articles, both OA and closed access, published over the last quarter of a century.

Back story

Pointing to a specific time to say ‘this is when OA started’ is difficult, as experiments with OA publishing arrived with the internet in the late 1980s and early 1990s. Perhaps the first rallying cry in support of OA came in 1994 when Stevan Harnad published his Subversive Proposal. However, in 1998 several things happened which started to shape the way OA would develop, including the setting up of a number of support networks for authors to advise how to follow the OA path, as well as the founding of the Public Knowledge Project (PKP). New tools and services introduced then started to re-engineer how academic publishing operated, which were only amplified by the global adoption of the internet.

Such developments were followed in subsequent years by major declarations from academics and institutions in support of OA, mainly from European cities starting with ‘B’ – both Budapest and Berlin were the basis for such declarations that propelled Open Access forward and firmly onto the agendas of all stakeholders. Some countries and academic cultures adopted OA principles quickly such as Brazil, however it wasn’t until the 2010s that we started to see significant policy changes in Global North countries such as the US and the UK. 

These OA policies have now not only become commonplace, but have strengthened with initiatives like Plan_S in Europe and the OSTP (or Nelson) Memo in the US driving forward the transition towards fuller OA. It feels like the rate of change has increased in the last few years, but is this true and what does the picture look like globally?

Ch-ch-ch-changes

As we can see in the chart below using Dimensions, growth in OA research article publications has been relatively steady over the last 25 years, with a steeper rise in recent years followed by a shallower rise in 2022. This can perhaps be attributed in part to the introduction of Plan_S in 2018 and the introduction of funder mandates, but also the impact of the Covid-19 epidemic which drove OA publications upwards in 2020 and 2021, not least through the avenue of OA preprints.

Figure 1: Total Open Access research articles by year. Source: Dimensions.

However, appearances can be deceptive. While the chart may seem to plot a steady increase, the 12-fold rise over 25 years is significantly faster than the four-fold rise seen from all research articles, with all OA articles now making up well over half of all articles.

Looking more closely at the type of OA article recorded on Dimensions, if we look just at Gold OA research articles over time (ie. those published in journals, typically after payment of an article processing charge (APC)), we see a similar development, albeit with a slower take off and steeper rise in recent times.

Figure 2: Gold Open Access research articles by year. Source: Dimensions.

However, if we look at Green OA research articles made available over the same period, we see a much more complex development, with higher rates of adoption in the early years of OA following a shallower trajectory before a huge spike in 2020, driven by the aforementioned pandemic. 

Figure 3: Green Open Access research articles by year. Source: Dimensions.

We can see the change more markedly below if we look at all publications (as opposed to just research articles) in more recent years, with Green and Gold running neck-and-neck until they diverged over the last decade or so. For many early proponents of Green Open Access who were opposed to the high profit margins enjoyed by many, this highlights how Green OA has failed in comparison to Gold Open Access. 

Figure 4: Gold vs Green Open Access – all publications. Source: Dimensions.

Looking ahead

What do these data tell us about the next 25 years? Perhaps the key takeaway is that shifts in behaviour of authors can be caused by concerted policymaking. Indeed, even the commitment to future mandates can be a catalyst for change as publishers prepare the groundwork quickly for upcoming changes. However, the biggest single shift towards OA happened during something wholly unforeseen (the pandemic), and as geopolitics is in its most volatile state in the whole 25 year period, maybe the biggest changes in OA are just round the corner. 

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Simon Linacre

About the Author

Simon Linacre, Head of Content, Brand & Press | Digital Science

Simon has 20 years’ experience in scholarly communications. He has lectured and published on the topics of bibliometrics, publication ethics and research impact, and has recently authored a book on predatory publishing. Simon is also a COPE Trustee and ALPSP tutor, and holds Masters degrees in Philosophy and International Business.

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New path opens up support for humanities in OA publishing – Digital Science

Can a new Open Access collection help overcome the challenges facing monographs? In the latest in our OA books series to coincide with OA Week, guest author Sarah McKee explains the case for Path to Open.

Path to Open, a new open access pilot for book publications in the humanities and social sciences, has launched its collection this month, with 100 titles covering 36 disciplines from more than 30 university presses. This represents a major and much-needed step forward for Open Access publishing in general, and for the humanities specifically.

The pilot began in January as a collaboration among university presses, libraries, and scholars. It has emerged at a moment when students, administrators, and political leaders in the United States openly doubt the value and relevance of the humanities.1 Their questions stem at least in part from a widespread misunderstanding of the term “humanities”, the disciplines it includes, and the inquiries posed by its scholars.

Such misunderstandings are perhaps not surprising. Scholarly books, often referred to as monographs, have served for decades as the primary mode for sharing research findings in the humanities but are currently distributed in ways that privilege a narrow audience.2

University presses – long-time champions and producers of monographs – have lost crucial institutional support, leaving many in difficult financial circumstances. The resulting high prices for monographs often exclude scholars, students, and others without affiliation at well-funded research libraries, and the problems multiply for those outside the established book distribution networks of North America and Western Europe.

Compared with STEM disciplines, the humanities receive little public funding for research and publication, making the move to open access much more challenging.

A commitment to finding new ways of sharing monographs drives the development of Path to Open. As Charles Watkinson and Melissa Pitts have noted, academic stakeholders “have long seen the value in investing significant resources to sustain science infrastructures that contribute to a common good. It is essential to their mission that they collaborate and invest with that same care in the crucial infrastructure for humanities research embodied by the network of university presses”.

Path to Open seeks to create an infrastructure that allows more publishers – especially small and mid-sized university presses – to experiment with open access distribution while also boosting the circulation of research from a community of diverse humanities scholars. The initiative is distinctive among open access models because, as John Sherer explains, it proposes a “compromise between the legacy model of university press publishing and a fully funded OA model”.

“A commitment to finding new ways of sharing monographs drives the development of Path to Open.”

Sarah McKee

Path to Open operates as a library subscription – administered exclusively by JSTOR – that guarantees payments of at least US$5,000 per title to participating publishers, to help offset potential losses in digital sales. With the launch of the online collection this month, presses also have the option to sell print editions of all books, as well as direct-to-consumer e-books.

A sliding scale for subscription costs provides more equitable access to libraries of varying sizes and budgets, and more than 60 libraries have joined to date, including members of the Big Ten Academic Alliance. The initial 100 titles transition to full open access by 2026, and new titles will be added in each of the following three pilot years to reach an expected total of 1,000 open access books by 2029.

The model aims to reduce financial risk for presses while also acknowledging lingering hesitation about open access publication within the humanities community. As John Sherer finds, many authors fear that “an OA monograph would be viewed less favorably than a traditional print monograph would in the tenure and promotion review process”.

Monographs take years to produce, and they function quite differently from journal articles in the scholarly ecosystem. Many of these books maintain their relevance for years, even decades, past the original publication date. Over the life of the pilot, JSTOR will track various usage metrics for all titles in the collection both before and after the transition to open access.

The partnership with JSTOR provides a unique opportunity to gather data in a controlled environment, with hopes of gaining much-needed insights into the behavior of readers, the effect of open access on print sales, and the timing of peak impact for monographs in various disciplines. Understanding such issues is key to strengthening the vital infrastructure that supports humanities research and to ensure its place alongside open STEM scholarship.

The American Council of Learned Societies (ACLS) has committed to providing a robust and transparent structure for community engagement with Path to Open. In consultation with the Educopia Institute, ACLS is developing a forum to encourage dialogue among key stakeholders, including publishers, libraries, scholars, and academic administrators. Inviting scholars into these conversations is critical for a shared understanding of how open access affects humanistic disciplines, institutions of higher education, students, and individual academic careers.

Our hope at ACLS is that an inclusive dialogue about Path to Open will generate greater understanding of the stakes for various constituents within the humanities community, and guide decisions for the future of scholarly publishing in sustainable and equitable ways.


1 Nathan Heller, “The End of the English Major,” The New Yorker, February 27, 2023.

2 See also Michael A. Elliott, “The Future of the Monograph in the Digital Era,” The Journal of Electronic Publishing 18, no. 4 (fall 2015).

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What are YOU reading? Recommendations and reviews from Digital Science

To celebrate the world of books, colleagues at Digital Science have shared their recommendations and reviews of books that have interested and inspired them over summer.

Currently reading The Earth Transformed by Peter Frankopan, which takes a sweeping look at the ways humanity and climate change have impacted each other (leading to development and demise) over time.

Heather Luciano

Review: Freedom to Think: Protecting a Fundamental Human Right in the Digital Age by Susie Alegre.

Strolling through St Pancras Station, London waiting on my train, I popped into a bookshop looking for a specific title. Unsurprisingly, they didn’t have the obscure book I wanted, so I perused a bit more. Two addictions consume my life: tea and books. If I go into either type of store, I never walk out empty handed. I left with Freedom to Think.

“Human rights law guarantees freedom of thought, conscience, belief and opinion….” This book lays out the laws to the educated reader giving us the words to understand and speak about our most sacred freedom.

Alegre illuminates the art of mind control by what is and is not done to people. Like learning to paint – you must think as much about what is there as what is not – the negative space created to poignantly focus the observer. Through human-developed algorithms and strategize investments with little legal oversight, humanity is threatened as much by what we see as what we are excluded from seeing.

“Freedom of thought is about the space to think before you share.” We need that space. But no one will give it to us; it must be claimed for ourselves.

Give this book a think.

Leslie McIntosh

If you’re looking for creepy but not gruesome, I recommend T. Kingfisher’s The Hollow Places. I also just finished her book A House with Good Bones but didn’t find it as hauntingly bizarre.

Sara Gonzalez

Sasha Gӧbbels

I read Munroe Bergdorf’s autobiography, Transitional. Bergdorf is one of the very few transgender PoC fashion models (among many other things she does). She has been the campaign face for L’Oreal (before they sacked her for political posts on Instagram in 2017). The book is less about being transgender and more about what she learned on her journey. About racism, equality, being in the spotlight of public attention and finally purpose in life: “Nowhere feels like home when it’s you that you’re running from.”

Sasha Gӧbbels

Book cover

Review: The Book Eaters by Sunyi Dean.

I started a book club with other East Asian women to explore Asian history and Asian authors. My favorite this year is The Book Eaters by Sunyi Dean, who is a biracial autistic woman. It features Devon, a member of a secretive humanoid species/society that subsists on physically consuming books, while retaining the knowledge within. However, she gives birth to a son who has a mutation that makes him prefer human brains instead of books. We follow her struggle to help and protect him. The result is a riveting mashup of science fiction, fantasy, horror with an undercurrent of Margaret Atwood.

Jamie Liu

Review: Magpie Murders by Anthony Horowitz.

Great book for puzzle and mystery fans, this is a compelling story within a story. An editor receives a famous author’s latest manuscript and she expects all will be the same as his previous award winning books. But all is not the same in the book, nor in her life, after receiving the manuscript minus the last chapter. What happened to the last chapter? The book weaves in and out of the first story and the ‘book within the book’, and although the story in the manuscript is a traditional British Manor Murder Mystery, reminiscent of Agatha Christie and Sherlock Holmes, the detective Atticus Pünd solves mysteries in his own unique way.

This is a clever book with great twists and a beautiful voice. Best of all, the ending is completely unexpected. Great fun.

Carola Blackwood

Currently reading Braiding Sweetgrass. Beautifully written nonfiction which explores the intersections of Indigenous knowledge and plant science. Lots of food for thought for those interested in the culture of science!

Also recommend The Priory of the Orange Tree if you like things with dragons.

—Emily Alagha

I recently finished bell hooks’ The Will to Change, which I recommend to anybody wanting a more complete critical approach to understanding patriarchy and its effects. That it is a book written with love and care, and is in hooks’ unique and inviting colloquial style, makes her argument all the more impactful: though men have clear rewards in patriarchy, we are all ultimately its victims and must attend to the role we all play in perpetuating and sustaining patriarchal culture.

Adrien De Sutter

Simon Linacre

Review: The Colony by Audrey Magee.

I was fascinated by the premise of this book, which on the one hand was a slightly odd tale of two outsiders spending the summer on a remote Irish island, but was also intertwined with the Troubles in Northern Ireland in the 1970s as well as offering an allegory of the impact of colonial rule. Not only does the author create fascinating narratives on all these levels, she also manages to build tension through a slow burn of a plot, portraying very real characters as well as a wicked dark humour. All this combined to offer a very rich reading experience with a heartbreaking ending to boot. Very highly recommended.

Simon Linacre

Currently in the middle of two books  first is Understanding Privacy by Heather Burns. I’m “In the middle of” because the dead tree edition hasn’t arrived yet, but can’t help but read ahead in the ePub. Picked this up ‘cos I’ve been following Heather’s engaging posts on the birdsite. Nearly finished The Malevolent Seven by Sebastien de Castell ‘cos I’m a sucker for catchy titles  it’s (absolutely not!) beardy wizard fantasy stuff, but needed something to while away the hours as a recent guest at the Royal Infirmary. A fun read!

Jamie MacIsaac

Review: Lark Ascending by Silas House.

In Lark Ascending, Silas House strikes a poignant balance between hope and grief over the state of the world (present and future). It’s a dystopian tale but not a sci-fi one, featuring a heartbreaking queer love story and one of the best dog characters ever written. Left me with lots of feelings and lots to think about – as have House’s other novels. I‘ve been reading a lot of what might loosely fall into the genre of ‘climate fiction’ over the past few years, and this one really stands out.

Lisa Curtin

On my list (for a very summer-fiction entry) is the recently published Somebody’s Fool by Richard Russo.

Tyler Ruse

Having also watched (and survived) OppenheimerEve of Destruction is on my list. Might be grim summer reading though!

Niall Cunniffe

For a lighter read this summer I went with The Geography of Bliss by Eric Weiner. A great book for the beach or downtime during the summer.

Shannon Davis

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TOME sheds light on sustainable open access book publishing – Digital Science

A five-year open access publishing pilot has come to an end, offering key insights into a future of sustainable open access publishing for monographs.

In December of 2022, Emory University in Atlanta hosted the fifth and final stakeholders meeting for TOME (Toward an Open Monograph Ecosystem)

TOME launched in 2017 as a five-year pilot project of the Association of American Universities (AAU), Association of Research Libraries (ARL), and Association of University Presses (AUPresses). The goal of the pilot was to explore a new model for sustainable monograph publishing, one in which participating universities commit to providing baseline grants of $15,000 to support the publication of monographs by their faculty, while participating university presses commit to producing digital open access editions of TOME volumes, openly licensing them under Creative Commons licenses, and depositing the files in selected open repositories.

The December meeting gave stakeholders (publishers, librarians, authors, and representatives from a number of societies and foundations) the opportunity to gather—both virtually and in person—and assess the outcomes of the initiative while also deliberating on next steps. In this post I briefly discuss one discrete piece of the assessment: What did we learn from the pilot about eBook usage and the impact of the OA edition on print sales.

Over the course of the pilot, more than 130 scholarly monographs have been published in OA editions with funding from the 20 participating TOME institutions. Given the long lead time associated with monograph publishing, most of the books (over 70%) were released in the final two years of the pilot, which means that any usage data collected by the publishers would be preliminary at best, so the initial analysis focused on the first 25 books, which were published between May 2018 and September 2019. Prior to the December meeting, the publishers of these 25 books were asked to collect usage data from each of the platforms hosting the OA editions. In addition, they provided print sales figures, both for the TOME editions and for comparable titles on their list. The resulting data were compiled into a spreadsheet for analysis. 

Not surprisingly, the main challenge to analysis of these data was the apples-to-apples problem. Some repositories and platforms collect downloads while others track views only. Some base their stats on single chapters; others on the entire book. Meanwhile, publishers do not all place their OA editions on the same platforms. As a result, the spreadsheet ended up looking a bit like a checkerboard with pieces on some squares but not others. For instance, here’s how a small portion of the spreadsheet looked when the data were filled in:

Figure 1: Sample spreadsheet of downloads/views.

“TOME’s usage stats stand out even more when seen alongside the sales figures for the print editions of the same titles.”

Peter Potter

Still, when all the data were collected, one thing was clear: the OA editions have been heavily accessed online. By July 2022, the first 25 TOME books tallied nearly 195,000 downloads and views. The average per book was 7,754.1

These findings are in line with those of other OA book initiatives. In November 2022 MIT Press reported that the 50 books published OA in 2022 through its Direct to Open program were downloaded over 176,000 times.2 This works out to roughly 3,520 per book. Likewise, the University of Michigan Press reported in January 2023 that the 40 Fund to Mission books released OA in 2022 were downloaded over 149,000 times up to the end of December, reaching an average of 3,826 per book.3 While the per book numbers for both D2O and Michigan are lower than that of TOME, the TOME books accumulated their stats over a longer period of time.

TOME’s usage stats stand out even more when seen alongside the sales figures for the print editions of the same titles. As can be seen in this bar chart, the average number of downloads/views per book (7,754) is significantly higher than the average unit sales per book (590). 

Figure 2: TOME usage/sales (first 25 books).

We also considered one of the biggest questions that publishers continue to ask about OA books: How does the OA edition affect sales of the print edition? With this question in mind, publishers provided not just the sales figures for TOME books but sales figures for comparable titles on their list. (Each publisher was left to decide what it deemed a “comparable” book.)  As this chart shows, the print editions of TOME books actually outsold their comps. 

Figure 3: Print sales: TOME vs. Comps (first 25 books).

“The print editions of TOME books actually outsold their comps.”

Peter Potter

These findings should be taken with a grain of salt. As several publishers pointed out, identifying comps for any single title is mostly guesswork. Furthermore, the sample size (25) is too small to warrant drawing any firm conclusions. For instance, most of the 25 TOME titles had print sales between 300 and 500 copies. Only in four cases did sales exceed 1,000 copies, and if these four titles are excluded from the sample the average drops to a number more consistent with the comps. Understandably, therefore, most presses were reluctant just yet to draw any conclusions about OA’s impact on sales.4

Of course, we know that the impact of scholarly books goes well beyond downloads, views, and sales figures. A future post will look at the Altmetric data for TOME books to see what they tell us about alternative measures of impact. Meanwhile, a final report on TOME, including an in-depth examination of attitudes and motivations of the stakeholder groups, is due to be released in the coming weeks.

 1 The median was 5,243, with a minimum of 800 and a maximum of 27,470. 
 2 https://mitpress.mit.edu/mit-press-direct-to-open-books-downloaded-more-than-176312-in-ten-months/
3 https://ebc.press.umich.edu/stories/2023-02-01-so-how-did-they-do-in-2022/. These figures filter out a digital project with very high usage, which was considered an outlier.
 4 A larger study of OA impact on sales, sponsored by the NEH, is forthcoming from AUPresses. https://aupresses.org/news/neh-grant-to-study-open-access-impact/

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Open Access Monographs: Digital Scholarship as Catalyst – Digital Science


Bringing humanistic research into the digital environment – and supporting new and diverse voices and perspectives – is one of the great benefits of Open Access, write the authors of the latest in our OA books series.

How research is generated and shared can drive meaningful change across disciplines, organizations, and communities. Consider digital scholarship. Emerging tools and methodologies prompt new questions; resultant hypotheses and argumentation call for innovative presentations; interactivity and other enhanced user experiences bring about heightened awareness and agency; increased inclusivity leads to new, diverse perspectives. Combining digital scholarship with open access (OA) publishing models expands significantly the possibilities for impact by offering more equitable access to research, alongside new and powerful ways for authors to articulate complex arguments. In sum, the intersection between innovative forms of scholarship and revolutionary dissemination processes can benefit multiple stakeholders the world over.

Creating multimodal digital monographs, for many authors, is about making the humanities relevant and accessible to wider audiences who can both benefit from and contribute to scholarly production in tangible, meaningful ways. At the same, open access publication provides not only wide distribution but also a mechanism by which digital scholarship may undergo formal development and evaluation with a university press. But the ability to create open multimodal publications is itself fraught with inequity, requiring collaboration partners, expertise, and funding not yet widely available to all scholars or to their publishers.

In an effort to take stock of the wide range of innovative practices and system-changing interventions that characterize a growing body of digital scholarly publications, Brown University and Emory University co-hosted a summit in spring 2021. The intention from the start was to call attention to the faculty-led experimentation that was taking place across a number of libraries and humanities centers, some of which already involved university presses. Shifting the focus away from tools and technology, as important as those discussions remain to the larger scholarly communications ecosystem, the summit emphasized author and audience needs and opportunities. As such, it highlighted the importance of investing in a people-centric, content-driven infrastructure.

“How can we encourage a shared vocabulary for these reimagined forms of humanities scholarship?”

Case studies of eight recently published or in-development OA works provided the basis for in-depth, evidence-based discussions among scholars, academic staff experts, and representatives from university presses: What models for publishing enhanced and interactive scholarly projects are emerging? What are the common challenges that remain and how do we address them? How can we encourage a shared vocabulary for these reimagined forms of humanities scholarship among the wider scholarly communications community?

While each of the projects, representing a broad disciplinary range and span of subject matter, offers a different perspective, when taken together they reveal lessons learned and clarify key priorities. All the projects demonstrate in myriad ways how digital content and affordances can enrich and deepen a scholarly argument. Some works provide distinct opportunities to examine the ethical implications of humanities research and to consider the new ways in which digital publication engages with audiences beyond the academy. Others foreground the powerful outcomes of collaborations between university presses and universities, modeling how such partnerships leverage resources and expertise to strengthen the humanities infrastructure and allow for innovation within it.

Although the summit focused on a selection of projects supported by the Mellon Foundation’s Digital Monographs Initiative, the presentations and generative discussions that followed raised important concerns and opportunities that extend well beyond the featured projects. These findings were released in July 2022 at the Association of University Presses 2022 Annual Meeting in Washington, D.C. A key objective of the report, “Multimodal Digital Monographs: Content, Collaboration, Community,” is to promote greater inclusion and equitable access of diverse voices as the development, validation, and dissemination of digital scholarship continues to unfold.

That digital scholarship developed and distributed as an OA monograph can transform how and where research is carried out and whom it reaches is undeniable. In the case of Feral Atlas: The More-than-Human Anthropocene (Stanford University Press, 2021), four project editors compiled the contributions of more than 100 scientists, humanists, artists, designers, programmers, and coders. The atlas contains 330,000 words and 600+ media assets, and had attracted 60,000 unique visitors in the six months between its publication and the date of the summit. The publication As I Remember It: Teachings from the Life of a Sliammon Elder (University of British Columbia Press, 2019), published on the RavenSpace platform, offers a model for including Indigenous communities in the creation of scholarship, while also addressing the needs of both public and academic audiences through a thoughtful interplay of text and multimedia.

“We need to continue putting pressure on what it means for scholarship to be open, to be digital, to be public.”

For all the successes noted in the report, we need to continue putting pressure on what it means for scholarship to be open, to be digital, to be public. Such scholarship has the potential to offer powerful counterpoints and alternatives to the disinformation that pervades current discourse on the web, and to bridge the gap between scholarly and public discourses. 

As the pathways for humanities scholarship expand in the digital era, “Multimodal Digital Monographs: Content, Collaboration, Community” serves as an invitation for all its practitioners to engage in conversation about the evolution of content itself, as well as with the authors who create it and the audiences whom they seek to engage. The importance of sharing and learning together as a community, for finding innovative and productive ways to share expertise and resources through collaborative models, emerges from the summit and cannot be underestimated in these still early and formative days. We further hope that more universities will seek ways to support their own faculty, as well as the publishers of their faculty’s work, in efforts to bring vital humanistic research into the digital environment and to welcome new and diverse voices and perspectives throughout that process.



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